University autonomy is a global trend. Vietnam is not an exception. Although
it was launched two decades ago, university autonomy in Vietnam is still at an
experimental stage. The most of public universities are still hesitant, not ready for the
transition to university autonomy. There are many factors both outside and inside
that slow this process. In addition to the factors that motivate the transition to
university autonomy, obstacles from internal factors cause many issues to be
addressed both on the macro and micro levels. The internal factors that are identified
to have a negative impact on the transition to autonomy include: improper awareness
of university autonomy, restrictions on higher resources, weakness in financial
resources and incompleteness of university organizational structure to operate a
university autonomy. That requires the application of systematic and comprehensive
solutions to accelerate the transition to university autonomy. The main solutions
proposed include: Classifying and evaluating public universities that are not
autonomous, setting up a roadmap and timetable for conversion; converting financial
allocation methods to training and bidding methods of training from the state budget;
completing the system of legal documents on university autonomy; perfecting the
organizational structure of the university, especially establishing the real power of
the university council; strengthen internal university communication activities.
              
                                            
                                
            
 
            
                 16 trang
16 trang | 
Chia sẻ: Thục Anh | Lượt xem: 427 | Lượt tải: 0 
              
            Nội dung tài liệu Obstacles from internal factors to the transition to university autonomy in Vietnam, để tải tài liệu về máy bạn click vào nút DOWNLOAD ở trên
ablished) 
First, in universities that have not been autonomous yet but have established 
the university Council, in general, the opinions of the university representatives all 
believe that the university council has not really existed as a part of the university 
organisational structure. The university council has no real power, not be ensured 
operating conditions such as finance and personnel. Activities of the university 
council are not effective. University council members have no obligation to bind. The 
university council has not yet played a supervisory role, there is no regulation on the 
relationship between the university council - the Party executive committee - the 
university board. As commented by a representative from Quy Nhon University: 
“The activities of the University Council so far are not many, not clearly 
showing the results to the outside. University councils are not granted their own annual 
funding. The members of the university have not seen the supervising role of the 
university council in the activities of the university ... The relationship between the 
university council and the party committee is currently unclear ... The role of the Party 
in the university is now decisive determined in all aspects ... the role of the university 
council is not yet promoted and is like a second union, there is no real power." 
Comments of representatives of Kien Giang University: 
“The chairman of the university council has no real power. The current 
university council is only formal and inefficient because it has not clearly defined the role 
of the chairman of the university council, party committee, board of directors, the functions 
and duties of the university council are not clear, no specific rights and responsibilities of 
the chairman and members of the majority are involved in management at the units in the 
university. The chairman of the university council is currently a manager under the 
Principal's authority so the administration is also difficult." 
Comments of representatives of HCM city University of Agriculture and Forestry: 
“The university council has organized several meetings since its 
establishment, not focusing on the details of the university. Activities so far are not 
strong enough, have not played a monitoring role. No regulations have been 
established regarding the relationship between the university council and the Party 
Committee, even with the university board.” 
Secondly, for the universities that have not yet established the university 
council, the awareness of the role and power of the university council is not correct, 
leading to hesitation and embarrassment in preparing the conditions for establishing 
 800 
the university council. The main obstacles are: determining the role of the university 
council and the council members, seeking qualified candidates under the provisions 
of the higher education Law and the operation mechanism of the university council. 
As a representative of Northwestern University commented: “There is no 
regulation on who will pay for the activities of the university council. If the permanent 
members operate inefficiently, it will cause waste. Although prepared from 2015 and 
recommended many times from the governing body, the establishment of the 
university council still stumbles on the spot because it cannot find human resources 
to meet the requirements for university council members. There has not been specific 
guidance on the establishment of the university council. There is no experience in 
setting up university councils while reference to experiences from other universities 
in the country has not been conducted properly and in sufficient detail.” 
Remark from the representative of the Banking Academy: “The establishment 
of university council was proposed in 2003, but the number of universities with 
university councils is very small. This practice shows that the organization and 
effectiveness of university council are not really good and entangled, leading to 
irrational in operation of university council; Selecting members who are willing to 
participate in the school council is not easy, will create conflict between 3 powerful 
apparatuses: the school council - the party committee - the board of directors." 
4. Discussion, Conclusion and Recommendation 
From the research results mentioned above, some comments can be drawn 
about the impact of internal factors on the transition to university autonomy of the 
public universities as following. 
(1) Due to being nurtured in a subsidized mechanism that lasts for decades, 
public universities seem to be aware that university autonomy means that universities 
must "self-swim", be alone and have not any help from the government. With the 
awareness of university autonomy are quite unilateral and inaccurate, public 
universities recognize that the autonomy process will make the university difficult in 
term of financial due to the loss of " budget milk" and must do by themselves to take 
care of the input while the system of policy institutions on autonomy has not been 
completely established. Misperceptions about university autonomy are not without 
cause. Firstly, university autonomy is only piloted in a small number of public 
universities while lacking the conditions to ensure true autonomy. Secondly, the 
results achieved in the autonomous pilot universities have not really persuaded the 
universities to be autonomous and not yet practiced as good evidence of autonomy. 
Thirdly, communication about university autonomy has not been given adequate 
attention both on the general level and in the universities. In autonomous universities, 
 801 
learners seem to be worried about the increase in tuition due to autonomy, the workers 
are worried about rearranging the organization leading to job loss or being converted 
to non-preferred jobs. In un-autonomous universities, the communication about 
autonomy is even more limited or made unprofessional, unplanned and ineffective. 
(2) Public universities located in disadvantaged regions are even more 
reluctant to transition to university autonomy because they can not see any advantages 
in terms of resources. The biggest problem here is that universities themselves do not 
want to do autonomy so they do not actively create conditions for transition to 
autonomy. According the rule of law, universities need to develop and issue a system 
of documents to serve as a basis for the autonomy of the university, to set up and 
operate the university council and reorganize the personnel apparatus before 
transferring to operate under the autonomy mechanism. Although instructed and 
directed very early on establishing university councils, majority of universities are 
nor ready to establish university councils, do not ensure the conditions for the 
university council to have real power. 
(3) The lack of tuition revenues due to reduced enrollment scale when schools 
do not attract learners, with limitations in research and advice capacity and 
technology application transfer making the financial situation of most universities to 
be worse. If switching to full autonomy, universities will face more severe financial 
shortcomings. The paradox is that to improve the financial situation, the school needs 
to recruit more learners but lacking the resources to build new programs, recruit high 
professional lecturers and implementing communication. On the one hand, public 
universities must cut costs when the government cuts down funding and needs 
additional investment to improve resources. 
(4) In this context, the pressure from the government is not strong enough. As 
a result, universities have more reason to delay the transition of university autonomy. 
In addition, the general environmental conditions of university autonomy still have 
many shortcomings, which makes universities not ready to be autonomous. The 
education market in general and higher education have not been formed properly. 
Along with it, the state management for the system of public universities is currently 
not renewed to motivate universities to shift to autonomy. 
To promote the transition to university autonomy of Vietnamese public 
universities, there is a need for synchronous solutions from both the government 
(macro-level) and solutions from the universities themselves (inside university). 
Some solutions are proposed as follows: 
(i) To classify and evaluate public universities that are un-autonomous, set up 
a roadmap and transition schedule for all universities, considering it a mandatory 
deadline. This must be chaired by the Ministry of Education and Training in 
 802 
coordination with relevant ministries. Sanctioning measures should be issued in 
conjunction with universities that do not undertake university autonomy without 
rational reasons. At the same time, consider applying financial measures such as 
cutting funding from the government and issuing financial and investment policies 
associated with the performance of universities. 
(ii) Converting financial allocation methods to ordering and biding methods 
on training funded by the state budget for all universities. The government places 
orders on the number of students as planned and applies only to specific industries. 
(iii) Develop and complete a system of legal documents on implementing 
autonomy of universities related to finance, organisational, human resources and 
academic autonomy 
(iv) Completing the organizational structure of the university, ensuring that the 
university council has real power; establishing the relationship between the university 
council, the party committee and the board of directors, which should ensure the 
independent role of the university council in making important decisions such as 
university development strategies and early strategies. private, human resources, ... 
(v) Internal communication activities should be strengthened and focused on 
university autonomy and the need to transition to autonomy; Diversifying 
communication activities such as organizing seminars, discussions and so on. 
In conclusion, the transition to university autonomy of public universities in 
Vietnam still faces many obstacles both inside and outside the university. Internal 
factors are emerging as the main barriers to this process. The paper has identified and 
evaluated the impact of factors including: awareness of leaders, lecturers and 
university staff on autonomy, restrictions on high-level personnel, limited resources 
financial resources and organizational structure are incomplete. Incorrect perception 
of autonomy and weakness of financial resources are two important factors that slow 
the transition to university autonomy. However, in conjunction with the above 
internal factors, there are other internal factors that the article has not mentioned and 
external factors. Therefore, further research can and should assess the impact of other 
factors in a more comprehensive and detailed way. In addition, the research sample 
should also be scaled up and supplemented with other representatives from non-
autonomous public universities. 
Reference 
1. A. Sursock & H. Smidt (2010), A decade of change in European Higher 
Education, European University Association 
2. Ministry of Education & Training (2017), The summary report on piloting of 
renovating the operational mechanism for public higher education institutions 
under Resolution No. 77/NQ-CP dated October 24, 2014 of Government period 
2014-2017” 
 803 
3. Ministry of Education and Training, Statistics, 
4. The Government, Resolution 77 / NQ-CP on Piloting the renewal of operational 
mechanisms for public higher education institutions established in the period 
2014-2017 was issued on October 24, 2014, 
4798.html 
5. Vietnam National Assembly, 2012, Higher Education Law, No. 08/2012/QH13, 
d=1&_page=1&mode=detail&document_id=163054 
6. Vietnam National Assembly, 2018, Law on amendments and supplements to 
some articles of the Higher Education Law, No. 34/2018 / QH14, 
https://luatvietnam.vn/giao-duc/luat-giao-duc-dai-hoc-sua-doi-nam-2018-
169346-d1.html#noidung 
            Các file đính kèm theo tài liệu này:
 obstacles_from_internal_factors_to_the_transition_to_univers.pdf obstacles_from_internal_factors_to_the_transition_to_univers.pdf